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THE WANING
OF THE STATE AND THE WAXING OF CYBERWORLD - Richard Falk
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INTRODUCTORY COMMENTS
Introductory Comments
The title of this contribution is intended to anticipate the main line of my argument:
namely, that one of the central tendencies affecting all dimensions of diplomacy and
political life involves the generally diminishing (although not uniformly and invariably
so) capabilities of the sovereign territorial state and the correspondingly growing
significance of various cyberworld dimensions of political reality that we are beginning
to appreciate, and are not nearly ready to identify or assess. Closely connected with this
theme is the question as to whether IT is functioning mainly as an instrument of states in
their quest for power and wealth or is principally operating as a transformative agent by
market forces and various sectors of civil society.
What I am calling cyberworld can be understood as "the global village" in the
age of informatics, or perhaps more accurately, and less grandly, as the IT dimension of
the global village reality.
In the first definition, the idea of global cyberspace provides the fundamental world
order framework for the future, with a decent prospect of being acknowledged as such,
possibly, but probably not before the year 2050 or so. In this regard, it is worth
recalling the European experience with the emergence from feudal Europe of the sovereign,
territorial, and eventually secular, state taking hold of the political imagination only a
hundred or so years after its historical establishment as the basis of world order that
was formalized at the end of the Thirty Years War by way of the Peace of Westphalia in
1648, but has been associated by scholars with even earlier developments that provide
evidence of the formation of the modern European territorial state. The second definition
of cyberworld is the instrumental one, linking it with the structure of power, and thus
making it quite compatible with a world that continues to be dominated by sovereign
states.
I want to contrast these strong and weak versions of this emergent cyberworld
hypothesis. The strong version of my approach asserts that the reordering of political
behavior as a result of markets, new transnational actors and social movements, and
technological innovations associated with the use of information is truly creating a new
world order that is in the making while we speak, but that despite the dramatic character
of this process, it is likely to take several decades before the old statist categories
that have informed diplomacy and statecraft for centuries will have been so evidently
superseded that we are no longer content to describe political life in this habitual
language. Even in this strong version, I am not contending that states or their diplomatic
representatives will disappear, or not remain prominent, and possibly even decisive
political actors for many purposes, but only that the present trajectory of major global
trends suggests that in the space of half a century or so, states will not be any longer
consistently seen as the defining units of world order, and that geographical boundaries
and territorial sovereignty will be only one of several global indicators of how authority
is located and exercised in the shaping of human behavior.
The weaker form of the argument suggests that the state may be waning, or declining, in
certain of its aspects, but that it is waxing in other aspects, and contrariwise, that
cyberworld is an emergent reality that is of increasing relevance to elites throughout
most of the world, and so is having waxing, as well as waning political effects on the
capabilities of the sovereign state, and that the technological potency of IT is to
varying degrees being appropriated by the state in its struggle to remain at the center of
the human adventure. This may be particularly true with reference to dominant or hegemonic
states, generating a new gap in warfare between the strong and the weak in international
society, but within the framing of the states system seen not as relations among equals
but as a reinforcement and restructuring of geopolitical hierarchy in which a few powerful
states, possibly as few as one, control the system as a whole. The implication of this
view that the capacities of some states may be partially augmented by IT suggests that we
will have to wait somewhat longer than 2050 before annoucing the birth of a new world
order, and paraphrasing a famous remark of the American writer, Mark Twain, "the
reports of the death of the state system are greatly exaggerated." The impact of IT,
in other words, may be to create a new phase of geopolitics, but this is not likely to be
transformative in the sense of producing a new world order with different actors in
control, altered policy priorities, and innovative social consequences.
Undoubtedly, the safest kind of conjecture would be to take the middle ground, arguing
that the state will be diminished by the cumulative impacts of IT, but that its record of
resilience is such, that there will not be any clear consensus on how to delimit the
distinctive overall reality that we seek to identify by changing the terminology of world
order. It is quite irresistible when reflecting along these lines to make some reference
back to George Bushs short-lived efforts at the beginning of the decade to mobilize
popular support for interventionary diplomacy in response to Iraqi aggression during the
Gulf Crisis of 1990-91 by a heavy reliance on the slogan of "new world order."
Of course, Bush used the terminology opportunistically in the aftermath of the cold war to
claim that world conditions were now favorable for recourse to the collective security
procedures of the United Nations, as concentrated in the Security Council, so as to
enforce the Rule of Law against violators of the peace, specifically, to act on the widely
endorsed view at the time that it was for a variety of reasons beneficial to act in
concert to reverse the aggression committed by Iraq against Kuwait.
In retrospect, the claim of a new world order could have been more interestingly made,
in that setting, by reference to the revolutionary implications of IT superiority in the
context of warfare, although this was disclosed only as a conquence rather than a cause of
the Gulf War. Such a claim, reinforced by the one-sidedness of the outcome and the
incredible military benefits that resulted from the control over information being
processed by satellites and surveillance aircraft resulting in a dominating intelligence
capability. Another related aspect of this spectacular display of high tech military
approach to warfare involved the large-scale use of precision munitions that demonstrated
their ability to deliver knockout blows against critical Iraqi targets with accurately
guided missiles, bombs, and long-range artillery. Even discounting for much self-serving
technological hype associated with the Gulf War, this conception of the new world order as
based upon IT-based militarism is quite misleading in its grandiosity, because what was
manifested, at most, was the renewed capacity of a strong state to achieve geopolitical
goals through the application of its military superiority in a conflict situation. The
Gulf War certainly exhibited some of the various component elements of IT, but suggested
nothing about a possible restructuring of international relations or the changing values
of political leaders. As Bush made unwittingly plain in his first public remark after the
Gulf War ceasefire, the main achievement of American-led victory over Saddam Hussein was a
backwards reworking of history rather than a prelude to what lies ahead. Bushs
imaginative horizons were not at all bold, claiming nothing more startling than to have,
finally, erased the bad memories of defeat in Vietnam, and thereby hoping to remove the
inhibitions on force associated with the so-called "Vietnam syndrome." It became
evident that what the United States government was seeking, beyond the immediate goals in
the Gulf region, was merely to restore the geopolitical confidence of its own citizenry so
that its global role could be fulfilled in the future without encountering opposition at
home. In the end, the Gulf War outcome was presented to the world simply as a rather
frightening reassurance to the American people that these new generations of war-fighting
techniques provided quick and painless means to acieve battlefield victories. But however
this renewed US assertiveness is interpreted, it did not represent any substantial
modification in world picture that would accompany the birth of a new world order system.
In this regard, the rhetoric of "new world order" used in the Gulf War context
was a fraud. Whatever else, the encounter with Iraq confirmed that world order was still
premised upon a states system rooted in the Westphalian experience. On this occasion, at
least, IT had been revealed to be an important instrument of power in the existing order,
perhaps also the lynchpin of a valuable new approach to geopolitical management, but,
whatever else, not as a revolutionary development with transformative implications for the
future of world order.
Finally, then, we can usefully interpret the Gulf War as the beginning of a new chapter
of international relations, but it would be foolish to think of it as representing a move
toward the end of history. IT, as a geopolitical instrument, seems at present to be as
dominated by a single country as did atomic weaponry in 1945 after its initial uses at the
end of World War II against Japan at Hiroshima and Nagasaki. At the time, transformative
claims were made by world leaders, but were soon abandoned after it became clear that even
nuclear weaponry could be absorbed by statist geopolitics. Indeed, the proliferation of
this weaponry occurred much more rapidly than expected, despite the strenuous efforts by
the United States to maintain secrecy and maintain its monopoly over the weaponry. Later
these efforts sought to retain the nuclear superiority of the United States by continuous
innovations in weapons design, delivery systems, and such quantitative indicators as
numbers and magnitudes of the warheads. The sobering truth is that nuclear weaponry was
politically neutralized as soon as the Soviet Union exploded its first nuclear device only
a few years later. In matters of technological rivalry among states, the original
application, especially in the dramatic circumstances of war, opens up what seems at first
like a decisive, and even an unbridgeable gap, but the dynamics of a catchup process are
such that a lead of this sort based on technological breakthrough, is virtually impossible
to maintain.
And the same pattern is likely to be repeated, as well, for IT, producing dangerous new
vulnerabilities for those that have initially applied its informatic and networking skills
most effectively, and claim an advantage that turns out to be quite transitory, and in the
end, even dangerous. That is, what is historically first disclosed as qualitative
superiority engenders a paradoxical process that leads the initial claimant to find itself
subject to unprecedented forms of unanticipated vulnerability. This pattern of
breakthrough and neutralizing response is a complex, unresolved dimension of my theme that
I can only identify as such in this presentation, without being able to explore some of
its wider ramifications.
Let me turn now briefly to describe three clusters of issues that clarify this focus on
the likely interplay between the role of the state and the emergent cyberworld:
first, world order as a mind game;
secondly, "soft power" versus "soft targets";
thirdly, IT as an instrument of power versus IT as a weapon of the powerless.
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